Fiduciary Management and Oversight

Fiduciary Review

We conduct a thorough evaluation of your plan to ensure compliance with ERISA, plan documents, and current legislation.

 

We also examine plan fees and expenses to make sure that costs are reasonable relative to the value and services being provided.

Investment Committee

We help you develop an Investment Policy Statement, the guidng document that establishes a consistent process for evaluating and selecting investment options.

 

We help establish and oversee the group of individuals appointed to ensure that your plan is fulfilling its objectives.

Ongoing Assessment

We continually monitor and review your plan's investment options, fees, and services for adherence to plan objectives and guidelines.

Documentation and Records

We create and maintain a fiduciary audit file to house documents and record the process you follow to manage your plan.